SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
|
| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
|
|
1. Name and Address of Reporting Person*
| 1800 WEST LOOP SOUTH, SUITE 500 |
|
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
10/06/2004
|
3. Issuer Name and Ticker or Trading Symbol
INTEGRATED ELECTRICAL SERVICES INC
[ IES ]
|
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
|
10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Senior Vice President |
|
5. If Amendment, Date of Original Filed
(Month/Day/Year)
|
6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
|
Form filed by More than One Reporting Person |
|
| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
|
3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
4. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Common Stock |
49,559 |
D |
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
|
|---|
| 1. Title of Derivative Security (Instr.
4)
|
2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
|
6. Nature of Indirect Beneficial Ownership (Instr.
5)
|
| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Non Qualified Stock Option |
01/27/2001 |
12/30/2007 |
Common Stock |
4,472 |
13 |
D |
|
| Non Qualified Stock Option |
10/01/2001 |
10/01/2009 |
Common Stock |
5,000 |
15.3125 |
D |
|
| Non Qualified Stock Option |
04/01/2003 |
03/31/2010 |
Common Stock |
5,000 |
5.25 |
D |
|
| Non Qualified Stock Option |
11/06/2003 |
11/06/2010 |
Common Stock |
15,000 |
6.875 |
D |
|
| Non Qualified Stock Option |
04/01/2004 |
04/01/2011 |
Common Stock |
15,000 |
5.7 |
D |
|
| Non Qualified Stock Option |
10/01/2004 |
10/01/2011 |
Common Stock |
30,000 |
5.25 |
D |
|
|
Non Qualified Stock Option
|
09/30/2003 |
09/30/2009 |
Common Stock |
30,000 |
3.74 |
D |
|
| Explanation of Responses: |
|
| Remarks: |
|
|
Mark A. Older Attorney-In-Fact |
10/13/2004 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5, Form 144 and Schedules 13D and 13G
Know all men by these presents, that the undersigned
hereby constitutes and appoints each of
Curt L. Warnock and Mark A. Older, signing singly,
the undersigneds true and lawful attorney-in-fact
to:
(1) execute for and on behalf of the undersigned
(a) Forms 3, 4 and 5 (including amendments thereto)
in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder,
(b) Form 144 and (c) Schedules 13D and 13G (including
amendments thereto) in accordance with
Sections 13(d) and 13(g) of the Securities Exchange
Act of 1934 and the rules thereunder.
(2) do and perform any and all acts for and
on behalf of the undersigned that may be necessary
or desirable to complete and execute any such
Form 3, 4 or 5, Form 144 of Schedule 13D or 13G
(including amendments thereto) and timely file
such Forms or Schedules with the Securities and
Exchange Commission and any stock exchange,
self-regulatory association or any other authority; and
(3) take any other action of any type
whatsoever in connection with the foregoing that, in the
opinion of each such attorney-in-fact, may
be of benefit to, in the best interest of,
or legally required of the undersigned, it
being understood that the documents executed
by the attorney-in-fact on behalf of the
undersigned pursuant to this Power of
Attorney shall be in such form and shall
contain such terms and conditions as the
attorney-in-fact may approve in the
attorney-in-facts
discretion.
The undersigned hereby grants to each attorney-in-fact
full power and authority to do and perform
all and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of
any of the rights and powers herein granted,
as fully to all intents and purposes as the undersigned
might or could do if personally present, with
full power of substitution or revocation, hereby
ratifying and confirming all that the attorney-in-fact,
or the attorneys-in-fact substitute or
substitutes, shall lawfully do or cause
to be done by virtue of this Power of Attorney
and the rights and powers herein granted. The
undersigned acknowledges that the foregoing
attorneys-in-fact, and their substitutes,
in serving in such capacity at the request
of the undersigned, are not assuming
(nor is Integrated Electrical Services, Inc. assuming)
any of the undersigneds responsibilities to
comply with Section 16 of the Securities Exchange Act
of 1934. The undersigned agrees that each such
attorney-in-fact may rely entirely on information
furnished orally or in writing by the undersigned to
the attorney-in-fact.
This Power of Attorney shall remain
in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5,
Form 144 and Schedules 13D and 13G
(including amendments thereto)
with respect to the undersigneds holdings
of and transactions in securities issued
by Integrated Electrical Services, Inc.,
unless earlier revoked by the undersigned
in a signed writing delivered
to the foregoing attorneys-in-fact.
This Power of Attorney does not revoke
any other power of attorney
that the undersigned has previously granted.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be
executed as of the
date written below.
Date -10-6-04
/s/ Robert H. Stalvey
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5, Form 144 and Schedules 13D and 13G
Know all men by these presents, that the undersigned
hereby constitutes and appoints each of
Curt L. Warnock and Mark A. Older, signing singly,
the undersigneds true and lawful attorney-in-fact
to:
(1) execute for and on behalf of the undersigned
(a) Forms 3, 4 and 5 (including amendments thereto)
in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder,
(b) Form 144 and (c) Schedules 13D and 13G (including
amendments thereto) in accordance with
Sections 13(d) and 13(g) of the Securities Exchange
Act of 1934 and the rules thereunder.
(2) do and perform any and all acts for and
on behalf of the undersigned that may be necessary
or desirable to complete and execute any such
Form 3, 4 or 5, Form 144 of Schedule 13D or 13G
(including amendments thereto) and timely file
such Forms or Schedules with the Securities and
Exchange Commission and any stock exchange,
self-regulatory association or any other authority; and
(3) take any other action of any type
whatsoever in connection with the foregoing that, in the
opinion of each such attorney-in-fact, may
be of benefit to, in the best interest of,
or legally required of the undersigned, it
being understood that the documents executed
by the attorney-in-fact on behalf of the
undersigned pursuant to this Power of
Attorney shall be in such form and shall
contain such terms and conditions as the
attorney-in-fact may approve in the
attorney-in-facts
discretion.
The undersigned hereby grants to each attorney-in-fact
full power and authority to do and perform
all and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of
any of the rights and powers herein granted,
as fully to all intents and purposes as the undersigned
might or could do if personally present, with
full power of substitution or revocation, hereby
ratifying and confirming all that the attorney-in-fact,
or the attorneys-in-fact substitute or
substitutes, shall lawfully do or cause
to be done by virtue of this Power of Attorney
and the rights and powers herein granted. The
undersigned acknowledges that the foregoing
attorneys-in-fact, and their substitutes,
in serving in such capacity at the request
of the undersigned, are not assuming
(nor is Integrated Electrical Services, Inc. assuming)
any of the undersigneds responsibilities to
comply with Section 16 of the Securities Exchange Act
of 1934. The undersigned agrees that each such
attorney-in-fact may rely entirely on information
furnished orally or in writing by the undersigned to
the attorney-in-fact.
This Power of Attorney shall remain
in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5,
Form 144 and Schedules 13D and 13G
(including amendments thereto)
with respect to the undersigneds holdings
of and transactions in securities issued
by Integrated Electrical Services, Inc.,
unless earlier revoked by the undersigned
in a signed writing delivered
to the foregoing attorneys-in-fact.
This Power of Attorney does not revoke
any other power of attorney
that the undersigned has previously granted.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be
executed as of the
date written below.
Date -10-6-04
/s/ Robert H. Stalvey
